Full FTC Safeguards Rule Compliance Program

Our comprehensive compliance program covers every requirement of the FTC Safeguards Rule. We handle the entire lifecycle of your compliance journey—from initial assessment through ongoing monitoring—ensuring you meet all regulatory obligations with complete documentation and audit-ready evidence.

Complete regulatory coverage

End-to-end management

Audit-ready documentation

Expert program oversight

Risk Assessment & Written Information Security Program (WISP)

We conduct comprehensive risk assessments to identify vulnerabilities in your systems and processes. Based on these findings, we develop a customized Written Information Security Program that documents your security policies, procedures, and controls in clear, actionable language.

Thorough vulnerability analysis

Customized WISP development

Clear policy documentation

Regular updates and reviews

Technical Safeguards Implementation

We implement essential security controls to protect consumer information, including encryption, multi-factor authentication, access management, network security, and secure data disposal. Our technical safeguards are designed to prevent unauthorized access while maintaining operational efficiency.

Data encryption solutions

Access control systems

Network security monitoring

Multi-factor authentication

Vendor & Access Management Controls

We establish comprehensive vendor management programs to oversee third-party access to consumer information. This includes vendor risk assessments, contract reviews, ongoing monitoring, and access control policies that ensure all external parties meet your security standards.

Third-party risk assessment

Vendor security oversight

Access control policies

Contract compliance review

Employee Security Awareness Training

Your team is your first line of defense. We provide comprehensive security awareness training that educates employees on compliance requirements, security best practices, phishing prevention, password management, and incident reporting procedures. Training is engaging, relevant, and regularly updated.

Interactive training modules

Phishing awareness programs

Regular updates and refreshers

Completion tracking and reporting

Incident Response Program & Testing

We develop comprehensive incident response plans that outline clear procedures for detecting, containing, and recovering from security incidents. Regular testing and tabletop exercises ensure your team is prepared to respond effectively when incidents occur, minimizing damage and downtime.

Incident response planning

Tabletop exercises

Response team training

Post-incident analysis

Documentation, Auditing, & Evidence Collection

Compliance requires proof. We maintain comprehensive documentation of all security activities, controls, and compliance efforts. Our systematic approach to evidence collection ensures you have audit-ready records that demonstrate your commitment to protecting consumer information.

Comprehensive record-keeping

Audit preparation support

Evidence organization

Compliance reporting

Chief Information Security Officer (vCISO) Support

The FTC Safeguards Rule requires designation of a qualified individual to oversee your information security program. Our virtual CISO services provide expert oversight, strategic guidance, and direct accountability—giving you access to senior security leadership without the cost of a full-time executive.

Qualified individual designation

Strategic security guidance

Program oversight

Executive reporting

Annual Compliance Monitoring & Reporting

Compliance is not a one-time project. We provide continuous monitoring of your security controls, regular assessments of your program effectiveness, and annual reviews to ensure your compliance program evolves with changing threats and regulations. You'll receive clear reports that demonstrate ongoing compliance.

Continuous monitoring

Annual program reviews

Regulatory updates